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Independent Source Doctrine
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NOTICE

Memorandum decisions of this court do not create legal precedent. See Alaska

Appellate Rule 214(d) and Paragraph 7 of the Guidelines for Publication of Court

of Appeals Decisions (Court of Appeals Order No. 3). Accordingly, this memorandum

decision may not be cited as binding precedent for any proposition of law.

IN THE COURT OF APPEALS OF THE STATE OF ALASKA

CARMEN WEST, )

) Court of Appeals No. A-8488

Appellan t, ) Trial Court No. 4FA-02-1953 CR

)

v. ) MEMORANDUM OPINION

)

STATE OF ALASKA, ) AND JUDGMENT

)

Appellee. ) [No. 4912 - August 18, 2004]

)

Appeal from the Superior Court, Fourth Judicial District,

Fairbanks, Mary E. Greene, Judge.

Appearances: Marcia E. Holland, Assistant Public Defende r,

Fairbanks, and Barbara K . Brink, Pub lic Defender, Anchorage,

for Appellant. John A. Scukanec, Assistant A ttorney Gene ral,

Office of Special Prosecutions and Appeals, Anchorage, and

Gregg D. Renkes, A ttorney G eneral, Juneau, for Ap pellee.

Before: Coats, Ch ief Judge, and Mannheimer and Stew art,

Judges.

COATS, Chief Judge.

A state trooper, investigating an anonymous tip that Carmen West was growing marijuana in her home, contacted West at her residence. When West opened

the door of her home, the trooper smelled the odor of growing marijuana and heard voices in the residence. The trooper entered and secured the residence to prevent the destruction

1 722 P.2d 943 (Alaska 1986).

– 2 – 4912

of evidence and, in the process, observed the growing marijuana. The trooper applied for a search warrant without informing the magistrate that he had entered the residence

and observed the marijuana. The magistrate issued the warrant and the troopers searched the residence. As a result, West was charged with possession of marijuana and three counts of contributing to the delinquency of a minor. West moved to suppress. Superior Court Judge Mary E. Greene found that the trooper could properly enter West’s home to prevent the destruction of evidence and that, even if the trooper’s entry was arguably unlawful, the warrant was untainted by the entry because the warrant was obtained completely independently of any illegal conduct. She also found that the trooper was at most negligent in failing to inform the magistrate of his earlier entry and observations and therefore the omission did not provide any basis to invalidate the warrant under the rule announced in State v. Malkin.1 West appeals this decision. We affirm.

Factual and procedural background

On April 8, 2002, the Statewide Drug Enforcement Unit in Fairbanks

received an anonymous tip that Carmen West was operating a marijuana grow in the

basement of her home, and that she was using plug-in deodorizers to mask the smell of

growing marijuana. Later, Alaska State Trooper Lawrence Erickson drove by West’s

home. He observed heavy condensation on several of the main floor windows.

On May 2, 2002, Trooper Erickson, accompanied by Drug Enforcement

Agency Special Agent Cary Freeman, went to West’s home to investigate. Trooper

Erickson recorded the contact. Trooper Erickson smelled the strong odor of growing

marijuana when West opened her front door in response to his knock.

– 3 – 4912

When West answered the door, she was holding her two-year-old child in

her arms. Trooper Erickson identified himself and informed West that he w as there in

response to a report that she was growing marijuana. He then told West that he could

smell the odor of growing marijuana coming from the open doorway. West claimed that

the odor must be the result of the fact that she had just cleaned the house with Lysol, and

that her mother-in-law may have been smoking marijuana in the house earlier in the day.

Trooper Erickson told West that he could tell that the strong odor was from growing

marijuana, not smoked marijuana, and asked if she would allow them to come in to

dismantle the grow. West refused and stepped out onto the porch, shutting the door behind

her.

Trooper Erickson then informed West that he was going to apply for a search

warrant and asked if anyone else was in the house. West told Trooper Erickson that only

she and her child were at home. Trooper Erickson told West he could hear voices coming

from within the house. West responded that no one was inside and that he must be hearing

her child’s “Barney” videotape playing inside.

Trooper Erickson told West that he did not trust her and that he needed to

investigate the voices he heard in order to secure the residence until he could acquire the

warrant. West repeatedly stated that there was no one in the house and that the voices

were from the “Barney” video. Trooper Erickson informed West that if she did not open

the door for him, he would kick it in.

West agreed to let the officers into her house by way of the garage. Trooper

Erickson then walked throughout the house calling out “state troopers”. Trooper Erickson

then saw the marijuana grow in the basement, and, having confirmed that no one else was

in the house, left West outside w ith another trooper while he went to apply for a search

warrant.

2 AS 11.71.040(a)(3)(F).

3 AS 11.51.130(a).

– 4 – 4912

Later that day, Trooper Erickson obtained a warrant to search West’s home

for a marijuana grow. Trooper Erickson did not state in his affidavit, nor verbally inform

the issuing magistrate (Superior Court Judge Richard D. Savell), that he had searched

West’s house prior to applying for the warrant. The affidavit provided in pertinent part:

Your affiant informed Carmen West that, due to the strong

odor emitting from her house, he had probable cause to believe

that she was growing marijuana in her residence and he was

going to secure her house and apply for a search warrant.

Your affiant departed the residence leaving [Special Agent

Freeman and another agent] at the residence with Carmen

West.

The trooper testified that it was his understanding that he could not put anything that he

observed while securing a residence into a search warrant affidavit. He indicated that he

had followed this procedure in the past. He stated that he had no intent to mislead Judge

Savell.

A grand jury indicted West with one count of fourth-degree misconduct

involving a controlled substance2 for possession of one pound or more of marijuana. The

State charged West by information with three counts of contributing to the delinquency

of a minor3 for allowing her children to be present where marijuana was being grown.

West moved to suppress the evidence obtained during the police search of her house.

Judge Greene conducted an evidentiary hearing at which Trooper Erickson testified to

the circumstances of the search. He also testified about why he had not told Judge Savell

that he had entered West’s residence before obtaining the warrant.

West argued that Trooper Erickson’s initial entry into her home before he

obtained a warrant was unlawful. She also argued that because Trooper Erickson had

4 See Malkin, 722 P.2d at 946.

5 584 P.2d 1141 (Alaska 1978).

6 Id. at 1143.

– 5 – 4912

not informed Judge Savell that he had previously entered the house, the warrant was

tainted by what West characterized as an intentional omission for purposes of the Malkin

rule.4

Following the evidentiary hearing, Judge Greene concluded that, although

it was a “close question,” Trooper Erickson’s initial warrantless entry was valid as a matter

of federal law based on his need to prevent the destruction of evidence while acquiring

a search warrant. But she also concluded that, even if Trooper Erickson’s initial entry

was unlawful, the warrant had an independent source because the trooper had probable

cause before he entered the house and his entry did not affect the decision to obtain the

warrant. Finally, Judge Greene found that Trooper Erickson’s failure to inform Judge

Savell that he had previously entered the residence was at most a negligent omission and

therefore did not provide any basis to invalidate the warrant under Malkin. West appeals

this decision.

Application of the independent source doctrine

This case is controlled by Cruse v. State.5 In Cruse, the troopers arrested

Cruse, along with some other suspects, for robbery.6 After the police had placed the

suspects on the ground and away from the car, a state trooper, following standard trooper

policy, opened the trunk of the car to inventory the contents. An Anchorage police

sergeant arrived at the scene, observed the trooper opening the trunk, and observed

evidence, including a brown bag and a long-barrel revolver in the trunk. The sergeant

advised the trooper that the Anchorage Police Department would take charge of the case.

7 Id.

8 Id. at 1144.

9 Id. at 1145.

10 Id. at 1144-46.

11 Id. at 1145-46.

12 Id. at 1146 n.13.

13 Id.

– 6 – 4912

He closed the trunk and obtained a warrant. The sergeant, following the advice of an

assistant district attorney, concluded that there was sufficient probable cause to obtain

a warrant without mentioning the prior search of the trunk. The sergeant therefore did

not mention that the trooper had opened the trunk and that he had observed the contents

of the trunk when he applied for the warrant. A magistrate issued the warrant and the

police searched the car under the authority of the warrant.7

Cruse moved to suppress the evidence.8 The supreme court concluded that,

even if the original search of the trunk by the police was illegal, the later search under

the authority of the warrant was not tainted by the earlier search.9 The supreme court

pointed out that the warrant was supported by probable cause and that all of the

information which the police presented to obtain the warrant was unconnected to the

earlier search.10 Furthermore, the earlier search had not influenced the police decision

to obtain the warrant or influence the scope of the search, which the police conducted

pursuant to the warrant.11

The supreme court pointed out that its use of the independent source doctrine

did not offend judicial integrity by involving the courts in “the use of the fruits of illegal

conduct.”12 The court pointed out that the inventory search which the trooper conducted

would have been permissible under the federal constitution.13 The supreme court therefore

14 See generally, ABA Standards Relating to Prosecution Functions §§ 2.8(a) and 3.1(b)

(Approved Draft 1971); Roberts v. State, 458 P.2d 340, 345 (Alaska 1969).

15 Cruse, 584 P.2d at 1146.

– 7 – 4912

appears to have indicated that, while there might be limits to the application of the

independent source doctrine, the independent source doctrine would certainly apply in

cases in which the purported illegality was not egregious.

In the present case, Judge Greene found that Trooper Erickson’s first entry

into West’s house was supported by the existence of probable cause and by exigent

circumstances to prevent the destruction of evidence. But Judge Greene concluded that

even if Trooper Erickson’s initial entry had been unlawful, the police obtained the warrant

completely independently from the purported illegality. The police decision to seek the

warrant, and the probable cause for the warrant, were independent of anything Trooper

Erickson learned in entering and securing West’s residence. Judge Greene’s findings are

supported by the record and are consistent with how the supreme court applied the

independent source doctrine in Cruse.

Trooper Erickson’s failure to disclose his earlier entry

In dealing with the issue of Erickson’s failure to disclose his earlier entry,

we return to Cruse. In Cruse, the supreme court disapproved of the State’s strategy of

failing to inform the magistrate about the earlier search:

We believe the court must have all the pertinent facts before

it in order to determine whether there is sufficient, properly

obtained evidence providing probable cause for a warrant to

issue. Police and prosecutors owe a duty of candor to the

court,14 particularly in light of the ex parte nature of these

proceedings, and must not withhold information which may

taint the source of the probable cause they put forth.[15]

16 Id.

– 8 – 4912

Although the court stated that the appropriate procedure was to inform the

magistrate of all relevant facts surrounding the search, the court went on to state that before

concealment of this information would invalidate a warrant, it would have to find “that

the information would have materially influenced the district court judge to issue a warrant

he would have otherwise denied.”16 Judge Greene clearly concluded that Judge Savell’s

decision to issue the warrant was not influenced by Trooper Erickson’s omission. She

further found that Trooper Erickson’s failure to include this information in the warrant

was, at the most, negligent; it was not done with intent to mislead the magistrate. This

finding is supported by the record and is not clearly erroneous.

Conclusion

We conclude that Judge Greene did not err in determining that, even if

Trooper Erickson’s earlier entry into West’s home was illegal, the warrant which the police

obtained was completely independent of the illegality. We also conclude that Judge Greene

did not err in finding that Trooper Erickson’s failure to disclose his earlier entry into West’s

home in his affidavit was at most negligent. We therefore uphold her decision denying

West’s motion to suppress.

AFFIRMED.

Dave Freeman can be reached at dfreeman@ccp.edu